How We Work With You
A four-step advisory engagement model designed for regulated organizations. Strategic guidance from discovery through ongoing program management.
Discovery
We start with a conversation to understand your organization, your industry, and your compliance challenges. No sales pitch—just a focused discussion about where you are and where you need to be.
What Happens:
- •30-minute initial consultation (no cost, no obligation)
- •Understand your regulatory landscape and current compliance posture
- •Identify immediate risks and strategic priorities
- •Determine the right engagement model for your needs
Assessment
Newf Advisory conducts a comprehensive risk and regulatory assessment. We map your compliance obligations, identify gaps, evaluate your current tools and processes, and quantify risk exposure.
What We Deliver:
- •Compliance gap analysis (specific regulations mapped to your operations)
- •Current tool inventory and workflow documentation
- •Risk prioritization matrix (what to fix first and why)
- •Evidence readiness score (can you satisfy an audit today?)
Industry-Specific Context: Healthcare? We map HIPAA requirements and business associate risks. Insurance? NAIC Model Law and state examination readiness. Construction? OSHA and subcontractor compliance gaps. Every assessment is customized to your regulatory reality.
Strategy & Implementation
Based on the assessment, we design and implement a compliance program tailored to your organization. Policies, controls, training programs, and evidence collection workflows—built to withstand auditor scrutiny.
Implementation Scope:
- •Policy and procedure development (customized, not templates)
- •Control framework design (mapped to applicable regulations)
- •Vendor risk management program setup
- •Training program design and delivery
- •Incident response planning
Technology Integration: Where compliance automation adds value, we help select and implement the right tools—including AlignSure, our compliance operating system that integrates with Microsoft 365 to automate evidence collection and workflows.
Ongoing Program Management
Compliance isn't a one-time project. Through ongoing advisory support, your compliance maturity grows over time. Regulatory changes handled. Audit readiness maintained. Strategy evolves with your business.
Ongoing Support Includes:
- •Quarterly compliance reviews and optimization
- •Regulatory change monitoring and response
- •Audit preparation and examiner support
- •Board and executive compliance reporting
- •Compliance maturity benchmarking
Long-Term Partnership: As your organization grows—new markets, acquisitions, expanded services—your compliance program adapts. Advisory guidance ensures your strategy stays aligned with business objectives.
Advisory + Technology
Newf Advisory designs your compliance strategy. AlignSure, our compliance operating system, automates the workflows your advisors design—integrated with the Microsoft 365 tools your team already uses. Advisory and technology working together for evidence-ready outcomes.
Ready to Get Started?
Schedule a discovery call. We'll discuss your regulatory landscape, identify priorities, and recommend the right engagement model. No obligation.
Schedule a Discovery Call